Nicholas G. Partick-hiley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas George Partick-hiley, who also goes by Nicholas G Hiley, Nicholas G Partick-hiley, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1989. Nicholas had worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2016 - December 16, 2024
PANMURE GORDON SECURITIES LIMITED
September 28, 2012 - May 22, 2014
CANACCORD GENUITY LLC
March 20, 2012 - September 28, 2012
CANACCORD GENUITY SECURITIES LLC
April 2, 2009 - November 17, 2011
UNICREDIT CAPITAL MARKETS LLC
February 18, 2005 - February 26, 2009
CITIGROUP GLOBAL MARKETS INC.
September 16, 1998 - November 19, 2004
COMMERZBANK CAPITAL MARKETS CORP.
June 29, 1998 - August 6, 1998
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
June 3, 1996 - September 2, 1997
SBC WARBURG, INC.
April 20, 1990 - June 3, 1996
S.G. WARBURG & CO. INC.
June 20, 1989 - March 14, 1990
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PANMURE GORDON SECURITIES LIMITED
CRD#: 268823 / SEC#: , 8-69631
Contact information
Documents
Red Flags
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