Nicholas G. Partick-hiley
Professional summary
Nicholas George Partick-hiley, who also goes by Nicholas G Hiley, Nicholas G Partick-hiley, is a registered financial professional currently at GFI SECURITIES LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1989. Nicholas has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas George Partick-hiley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2026 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041July 5, 2016 - December 16, 2024
PANMURE GORDON SECURITIES LIMITED
September 28, 2012 - May 22, 2014
CANACCORD GENUITY LLC
March 20, 2012 - September 28, 2012
CANACCORD GENUITY SECURITIES LLC
April 2, 2009 - November 17, 2011
UNICREDIT CAPITAL MARKETS LLC
February 18, 2005 - February 26, 2009
CITIGROUP GLOBAL MARKETS INC.
September 16, 1998 - November 19, 2004
COMMERZBANK CAPITAL MARKETS CORP.
June 29, 1998 - August 6, 1998
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
June 3, 1996 - September 2, 1997
SBC WARBURG, INC.
April 20, 1990 - June 3, 1996
S.G. WARBURG & CO. INC.
June 20, 1989 - March 14, 1990
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
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