Dale Bryant

BRYANT GROUP ADVISORS

NEW YORK, NY 10004

Some features on this profile are disabled

CRD#: 1941784

Professional summary

Dale Bryant is a registered financial advisor currently at BRYANT GROUP ADVISORS located in New York, New York.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Dale has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Bryant's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2021 - Present

BRYANT GROUP ADVISORS

Office #1: 42 Broadway, Suite 12-491, New York, NY 10004

RIA

CRD#: 277095

NEW YORK, NY

Past

May 7, 1999 - August 31, 1999

ROBERT VAN SECURITIES, INC.

CRD#: 29581

OAKLAND, CA

Past

December 14, 1993 - November 11, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/19/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/13/1993

General Securities Representative Examination

Current Firm

BRYANT GROUP ADVISORS

BRYANT GROUP ADVISORS | BRYANT GROUP ADVISORS, INC.

CRD#: 277095 / SEC#:

New York

Registered Investment Advisory firm - (9/10/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

42 Broadway, Suite 12-491, New York, NY 10004

Mailing Address

Phone number

(212) 710-1358

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 3,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dale Bryant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Bryant's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRYANT GROUP ADVISORS

ROBERT VAN SECURITIES, INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2021

Series 63

Date: 1/12/1994

Series 3

Date: 3/19/1994

Series 7

Date: 12/13/1993

Current Firm

BRYANT GROUP ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRYANT GROUP ADVISORS

TRUST BUT VERIFY

Similar Advisors