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William Robert Parrott

William R. Parrott

Some features on this profile are disabled
CRD#: 1941751
William Robert Parrott

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Robert Parrott, CFP® was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1989. William had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7 and Series 8 exams.

Core Areas of Focus

Investment Advice with Ongoing Management
Retirement Plan Investment Advice
Retirement Planning & Distribution Rules

Biography

Bill Parrott is the founder and owner of Parrott Wealth Management.  Parrott Wealth Management is a fee-only, fiduciary financial planning and investment management firm located in Austin, Texas. Bill started his investment career in May of 1989 with the investment firm of Spelman & Company in San Diego. In January of 1990, Bill joined Dean Witter Reynolds in Pasadena, California. During his career as a Financial Advisor with Dean Witter (and later Morgan Stanley), he worked in California, Connecticut, and Texas. In 1999 Bill became the Branch Manager for Morgan Stanley in New Haven, Connecticut. In 2003 he moved to Austin, Texas, to manage Morgan Stanley offices in Austin, College Station, and Temple. In 2006 Bill was hired as a Co-Branch Manager and Financial Consultant for A.G. Edwards & Sons in Austin, Texas. In 2008 Bill joined the Executive Services Division for Charles Schwab. Bill earned his Bachelor of Business Administration from the University of San Diego (USD) in 1988. While at USD, he was an active member of the varsity football team and the Sigma Chi fraternity. Bill has been married to his wife Tonya for 27 years, and they have one daughter. In 2003 Bill obtained the Certified Financial Planner designation. Bill enjoys reading, walking, fly-fishing, and hiking. In 2011 Bill ran and finished the Boston Marathon. Bill currently volunteers his time with the Austin Christian Fellowship Church. An active member of Austin Christian Fellowship Bill has participated in several local and international mission trips, including Haiti, Nicaragua, and Mexico. He has also volunteered with the children and youth ministries.

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Retirement Income Management
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Past

September 11, 2024 - November 26, 2025

THE RETIREMENT PLANNING GROUP, LLC

RIA
CRD#: 129625
COLORADO SPRINGS, CO
Past

September 28, 2015 - September 17, 2024

PARROTT WEALTH MANAGEMENT, LLC

RIA
CRD#: 277121
COLORADO SPRINGS, CO
Past

April 30, 2008 - October 1, 2015

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
AUSTIN, TX
Past

April 30, 2008 - October 1, 2015

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
AUSTIN, TX
Past

January 1, 2008 - April 8, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
AUSTIN, TX
Past

January 1, 2008 - April 8, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
AUSTIN, TX
Past

August 18, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
AUSTIN, TX
Past

August 18, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
AUSTIN, TX
Past

November 2, 1995 - August 22, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
AUSTIN, TX
Past

January 13, 1990 - August 22, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
AUSTIN, TX
Past

April 18, 1989 - November 28, 1989

SPELMAN & CO., INC.

BD
CRD#: 10232
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
THE RETIREMENT PLANNING GROUP, LLC
THE RETIREMENT PLANNING GROUP, INC. | THE RETIREMENT PLANNING GROUP, LLC

CRD#: 129625 / SEC#: 801-62655

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/11/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/15/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/27/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 5/19/1997
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 9/27/1997
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

TR
THE RETIREMENT PLANNING GROUP, LLC
THE RETIREMENT PLANNING GROUP, INC. | THE RETIREMENT PLANNING GROUP, LLC

CRD#: 129625 / SEC#: 801-62655

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)
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Contact information

Main Address
11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211
Mailing Address
Phone number
(913) 498-8898
Established
Firm type
Fiscal year end
# of Employees
58

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE RETIREMENT PLANNING GROUP ADV PART 2A FEBRUARY 2026 (2/12/2026)

Regulatory assets under management

Total Number of Accounts13,910
AUM (Assets Under Management)$ 4,451,007,696

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/24/2025
Cover Page
Report
08/08/2024
Cover Page
Report
11/27/2023
Cover Page
Report

Red Flags

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Company Information

THE RETIREMENT PLANNING GROUP, LLC

CRD#: 129625

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