Julieann E. Schroeder
EVEREST FINANCIAL GROUP
Wayzata, MN 55391
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CRD#: 1941592
Professional summary
Julieann Elizabeth Schroeder, AIF®, CFP®, who also goes by Julieann E Coudron, Julieann Elizabeth Coudron, Julieann E. Schroeder, is a registered financial advisor currently at EVEREST FINANCIAL GROUP located in Wayzata, Minnesota and OSAIC WEALTH, INC. located in Wayzata, Minnesota.
Julieann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Julieann has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Estate Planning
Investment Planning
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
Julieann E Coudron | Julieann Elizabeth Coudron | Julieann E. Schroeder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***SINCERE FINANCIAL, LTD. (dba) POSITION: PRESIDENT & OWNER - NATURE: FLOW-THRU ENTITY FOR TAX PURPOSES - INVESTMENT RELATED: No - NUMBER OF HOURS: 1 - SECURITIES TRADING HOURS: 0 - START DATE: 12/2008 - ADDRESS: PO BOX 151, WAYZATA MN 55391 ***KINGSWOOD FARM HOMEOWNERS ASSOCIATION POSITION: president NATURE: Board of Director ( President ) for our homeowwners association - Kingswood Farm Homeowners Association effective November 2017 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 226 Holly Lane, Plymouth MN 55447 DESCRIPTION: President for the board of 5 individuals ***EVEREST FINANCIAL GROUP, LLC POSITION: financial advisor NATURE: registered investment advisory activities and financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 125 START DATE: 01/02/2020 ADDRESS: 701 Xenia Ave South, Suite 250, Minneapolis MN 55416 DESCRIPTION: portfolio construction and investment management along with financial planning services ***USADVISORS INSURANCE AGENCY POSITION: financial advisor NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 02/1990 - LOCATED AT 15750 VENTURE LN EDEN PRAIRIE MN 55344 United States 5% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2011 ADDRESS: 15600 Wayzata Blvd., Suite 305, Wayzata MN 55391, United States DESCRIPTION: providing insurance solutions for wealth preservation and passing on a legacy, long term care planning, fixed income portfolio planning
CRS (Client Relationship Summary) - RIA
Click below to view Julieann Elizabeth Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
January 2, 2020 - Present
EVEREST FINANCIAL GROUP
Office #1: 15600 Wayzata Blvd Suite 305, Wayzata, MN 55391RIA
CRD#: 137260
Wayzata, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 15600 Wayzata Blvd Ste 305, Wayzata, MN 55391RIA
BD
CRD#: 23131
WAYZATA, MN
Past
November 28, 2011 - January 13, 2020
USADVISORS WEALTH MANAGEMENT, LLC
RIA
CRD#: 158108
WAYZATA, MN
Past
November 18, 2011 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WAYZATA, MN
Past
May 3, 2005 - November 29, 2011
FOCUS FINANCIAL
RIA
CRD#: 116140
MINNEAPOLIS, MN
Past
May 17, 1999 - November 22, 2011
OSAIC WEALTH, INC.
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
October 3, 1995 - May 26, 1999
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
April 18, 1989 - October 11, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Colorado(6/14/2024)
IAR
Minnesota(1/2/2020)
RR
Minnesota(6/14/2024)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029
Mailing Address
Phone number
(763) 923-7525
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,667 |
| AUM (Assets Under Management) | $ 912,366,781 |
Red Flags
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Company Information
EVEREST FINANCIAL GROUP
CRD#: 137260Wayzata, MN 55391TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
