Matthew C. Deno
Professional summary
Matthew Carson Deno, who also goes by Matt Deno, is a registered financial advisor currently at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC located in Southlake, Texas and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Matthew has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Carson Deno's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2020 - Present
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
September 10, 2003 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116December 12, 2012 - April 13, 2020
MANULIFE INVESTMENT MANAGEMENT (US) LLC
December 22, 2008 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
September 11, 2003 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
October 2, 2000 - April 12, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 8, 1999 - September 5, 2000
PARK AVENUE SECURITIES LLC
September 9, 1997 - April 30, 1999
IVY DISTRIBUTORS, INC.
October 26, 1995 - May 9, 1997
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
June 25, 1991 - October 4, 1995
NUVEEN SECURITIES, LLC
June 18, 1989 - July 15, 1989
SUNAMERICA SECURITIES, INC.
June 5, 1989 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2025)
(9/13/2024)
(6/25/2025)
(7/18/2025)
(6/25/2025)
(6/25/2025)
(3/4/2020)
(10/14/2020)
(9/11/2024)
(6/25/2025)
(6/25/2025)
(11/15/2022)
(6/25/2025)
(6/26/2025)
(5/18/2016)
(9/15/2003)
(1/24/2020)
(6/25/2025)
Exams
FINRA
Current Firm
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 32,545 |
| AUM (Assets Under Management) | $ 1,975,740,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 04/22/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
