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JK

Joseph A. Krier

Some features on this profile are disabled
CRD#: 1941495
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Allen Krier, who also goes by Joe Krier, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1989. Joseph had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Krier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 11, 2017 - January 2, 2019

ACG WEALTH INC.

RIA
CRD#: 150419
Jacksonville, FL
Past

October 4, 2017 - September 26, 2018

ARKADIOS CAPITAL

BD
CRD#: 282710
Jacksonville, FL
Past

February 25, 2014 - October 5, 2017

TRIAD ADVISORS LLC

BD
CRD#: 25803
JACKSONVILLE, FL
Past

February 10, 2014 - December 18, 2018

KRIER WEALTH MANAGEMENT, LLC

RIA
CRD#: 169407
JACKSONVILLE, FL
Past

May 6, 1997 - March 6, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
JACKSONVILLE, FL
Past

May 1, 1997 - March 6, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
JACKSONVILLE, FL
Past

March 31, 1993 - April 29, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

September 1, 1989 - December 3, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

September 1, 1989 - December 3, 1992

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

May 23, 1989 - August 11, 1989

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/13/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/7/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/26/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/8/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 8/26/2004
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/14/1997
General Securities Principal Examination

Current Firm

AW
ACG WEALTH INC.
ACG WEALTH INC. | STARK CAPITAL MANAGEMENT | OPTIMUM GROWTH ADVISORS, LLC | ATLANTA CAPITAL GROUP | ACG WEALTH, INC.

CRD#: 150419 / SEC#: 801-70298

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Contact information

Main Address
3333 Piedmont Rd. Suite 2010, Atlanta, GA 30305
Mailing Address
Phone number
(404) 893-4100
Established
Firm type
Fiscal year end
# of Employees
13

Documents

Latest Form ADV

Part 2 Brochures

ACG WEALTH FIRM BROUCHURE MARCH 2022 VF (3/29/2022)
PEAK WRAP PROGRAM (3/29/2022)

Regulatory assets under management

Total Number of Accounts1,815
AUM (Assets Under Management)$ 1,222,836,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACG WEALTH INC.

CRD#: 150419

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