Arnetta Batemon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnetta Batemon, who also goes by A Batemon, Arnetta Batemon, Arnetta Richardson, was a registered financial professional .
Arnetta is a previously registered financial professional and started their career in finance in 1990. Arnetta had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2018 - June 1, 2018
TD AMERITRADE, INC.
September 19, 2017 - February 26, 2018
SCOTTRADE, INC.
January 7, 2002 - January 3, 2003
AMERIPRISE ADVISOR SERVICES, INC.
May 15, 2001 - July 30, 2001
SECU BROKERAGE SERVICES
September 17, 1999 - June 16, 2000
BANC ONE SECURITIES CORPORATION
March 10, 1999 - April 19, 1999
IDS LIFE INSURANCE COMPANY
March 10, 1999 - April 19, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
January 26, 1990 - August 12, 1997
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/22/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
