Margaret S. Johns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Sheila Chraszcz Johns, who also goes by Margaret Sheila Chrzaszcz Johns, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1989. Margaret had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2002 - December 26, 2017
FIVE 9 SECURITIES, LLC
April 18, 1989 - January 16, 2002
NEEDHAM & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Series 28
Date: 11/29/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FIVE 9 SECURITIES, LLC
CRD#: 114853 / SEC#: , 8-53442
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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