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MJ

Margaret Sheila Chraszcz Johns

CRD# 1941371·Registered 1989 - 2017
Previously Registered: Being a previously registered professional could mean that Margaret is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Margaret Sheila Chraszcz Johns, who also goes by Margaret Sheila Chrzaszcz Johns, was a registered financial advisor. Margaret was a previously registered financial professional and started their career in finance 1989 - 2017. Margaret had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Margaret Sheila Chrzaszcz Johns

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

FIVE 9 SECURITIES, LLC·CRD# 114853
BD
Londonderry, NH
March 4, 2002 - December 26, 2017
NEEDHAM & COMPANY, LLC·CRD# 16360
BD
New York, NY
April 18, 1989 - January 16, 2002

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Current Firm

F9
FIVE 9 SECURITIES, LLC

BLP ADVISORS, LLC | FIVE 9 SECURITIES, LLC | BLUELAKE PARTNERS, L.L.C.

CRD#: 114853 / SEC#: 8-53442
BD
Terminated by SEC on 03/07/2020

Contact Information

Established

Delaware since 04/04/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIVE 9 HOLDINGS, LLCSOLE MEMBER—
MORGAN, WILLIAM ARTHURFINOP852925
ROGERS, J LEONARD IIICCO/AMLCO/ELECTED MANAGER2680261

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1989About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Nov 2001About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Sep 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MJ
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