Shyuewen G. Tien
Professional summary
Shyuewen George Tien, who also goes by George Tien, Shyuewen Tien, is a registered financial professional currently at ACE DIVERSIFIED CAPITAL, INC. located in San Gabriel, California.
Shyuewen is registered as a RR (Registered Representative) and started their career in finance in 1989. Shyuewen has worked at 5 firms and has passed the Series 99TO, SIE, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shyuewen George Tien's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2006 - Present
ACE DIVERSIFIED CAPITAL, INC.
Office #1: 923 East Valley Blvd., Suite 213, San Gabriel, CA 91776August 21, 2002 - September 30, 2002
SINOPAC FINANCIAL SERVICES (USA) LTD.
May 29, 2001 - October 7, 2005
SINOPAC FINANCIAL SERVICES (USA) LTD.
December 1, 2000 - October 18, 2002
ETECH SECURITIES, INC.
July 8, 1997 - October 21, 2002
ACE DIVERSIFIED CAPITAL, INC.
August 3, 1992 - August 26, 1992
PRIME PACIFIC FINANCIAL CORPORATION
April 18, 1989 - July 11, 1997
U. S. PACIFIC FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ACE DIVERSIFIED CAPITAL, INC.
CRD#: 41768 / SEC#: , 8-49555
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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