James H. Juchcinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Henry Juchcinski, who also goes by Jim Juchcinski, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1989. James had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2016 - February 3, 2020
BMO INVESTMENT DISTRIBUTORS, LLC
November 17, 2008 - January 5, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
November 17, 2008 - January 5, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
October 24, 2008 - November 20, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 24, 2008 - November 20, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 9, 2005 - October 24, 2008
LASALLE FINANCIAL SERVICES, INC.
November 9, 2005 - October 24, 2008
LASALLE FINANCIAL SERVICES, INC.
June 25, 2003 - March 14, 2005
CHARTER ONE SECURITIES, INC.
April 27, 2000 - December 1, 2005
CHARTER ONE SECURITIES, INC.
November 10, 1999 - February 9, 2000
IFMG SECURITIES, INC.
March 12, 1999 - October 27, 1999
BANC ONE SECURITIES CORPORATION
November 19, 1997 - March 15, 1999
CONSECO SECURITIES, INC.
November 27, 1995 - June 5, 1996
PRUDENTIAL EQUITY GROUP, LLC
December 16, 1994 - October 19, 1995
ESSEX NATIONAL SECURITIES, LLC
September 1, 1993 - January 7, 1995
PRUCO SECURITIES, LLC.
April 27, 1989 - June 19, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 27, 1989 - June 19, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO INVESTMENT DISTRIBUTORS, LLC
CRD#: 146711 / SEC#: , 8-67845
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | DIRECT PARENT CORPORATION | |
| GREGORY, MARK ANDREW | CHIEF COMPLIANCE OFFICER | 2253531 |
| JONES, BEN D | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | 4206990 |
| LAKE, STEPHANIE ANN | CHIEF FINANCIAL OFFICER | 5845009 |
| OLEARI, SUSAN G | DIRECTOR | 6660230 |
| PAPAGEORGAKIS, PETE | DIRECTOR | 1974178 |
| RAYNIER, MATTHEW BRENNAN | AML OFFICER | 6843589 |
| WANIE, LEE GORDON JULIAN | DIRECTOR | 2793249 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
