Michael E. Marrus
Professional summary
Michael Edwin Marrus, who also goes by Michael Marrus, is a registered financial professional currently at CHARDAN CAPITAL MARKETS LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Edwin Marrus's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2020 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119September 22, 2015 - November 2, 2020
CHARDAN CAPITAL MARKETS LLC
January 20, 2015 - September 11, 2015
EMERGING GROWTH EQUITIES, LTD.
October 19, 2011 - June 28, 2013
DOMINICK & DICKERMAN LLC
September 28, 2009 - October 26, 2011
MERRIMAN CAPITAL, INC.
May 29, 1998 - February 3, 2009
CANACCORD GENUITY SECURITIES LLC
January 10, 1992 - May 6, 1998
AURIA SERVICES CORP.
October 24, 1991 - May 6, 1998
FIELDSTONE PRIVATE CAPITAL GROUP, L.P.
April 19, 1989 - September 21, 1990
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2020)
(11/4/2020)
(11/4/2020)
(11/4/2020)
(11/4/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CHARDAN CAPITAL MARKETS LLC
CRD#: 120128 / SEC#: , 8-65277
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
Red Flags
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