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Mark Frederick Valentine

CRD# 1940785·Registered 1997 - 2025
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Frederick Valentine, who also goes by Val Valentine, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1997 - 2025. Mark had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Val Valentine

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CONDUENT SECURITIES, LLC·CRD# 135474
BD
Spencer, TN
October 22, 2023 - November 4, 2025
OSAIC WEALTH, INC.·CRD# 23131
BD
San Antonio, TX
April 5, 2022 - August 3, 2022
TRANSAMERICA INVESTORS SECURITIES, LLC·CRD# 32205
BD
Harrison, NY
July 1, 2019 - March 30, 2021
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
January 4, 2017 - July 1, 2019
TRANSAMERICA INVESTORS SECURITIES, LLC·CRD# 32205
BD
Harrison, NY
February 4, 2015 - January 4, 2017
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.·CRD# 106156
RIA
Greenville, SC
January 9, 2013 - September 9, 2014
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Richfield, OH
July 22, 2005 - February 13, 2009
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Richfield, OH
July 15, 2005 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 5, 2005 - June 21, 2005
HSBC BROKERAGE (USA) INC.·CRD# 6956
BD
New York, NY
December 18, 2002 - December 18, 2002
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
April 16, 1997 - October 30, 2002

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Current Firm

CS
CONDUENT SECURITIES, LLC

BUCK KWASHA SECURITIES LLC | CONDUENT SECURITIES, LLC

CRD#: 135474 / SEC#: 8-66927
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

2847 Long Branch Road, Spencer, TN 38585

Mailing Address

2847 Long Branch Road, Spencer, TN 38585

Phone Number

(646) 734-1881

Established

Delaware since 02/11/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (25 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONDUENT BUSINESS SERVICES LLCOWNER—
BENDER, STEVEN CHRISTOPHERFINOP2650187
LEVINE, GREGORYPRESIDENT AND CHIEF COMPLIANCE OFFICER4002386

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2015About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed Apr 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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