Sandra L. Lebel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra L Lebel was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1989. Sandra had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2015 - January 10, 2018
INSIGHT SECURITIES, INC.
February 23, 2015 - January 10, 2018
INSIGHT SECURITIES, INC.
January 5, 2011 - June 25, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 28, 2007 - June 25, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 1, 2004 - August 3, 2007
VISION INVESTMENT SERVICES, INC.
August 12, 2002 - March 2, 2004
OGILVIE SECURITY ADVISORS CORPORATION
May 1, 2002 - August 1, 2002
HARRISDIRECT LLC
August 30, 2001 - May 23, 2002
HARRIS INVESTORLINE INC.
April 28, 2000 - August 22, 2001
WEB STREET SECURITIES, INC.
March 25, 1998 - September 30, 1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 1, 1997 - July 21, 1997
ACCESS FINANCIAL GROUP, INC.
August 19, 1994 - September 7, 1995
HOWE BARNES HOEFER & ARNETT, INC.
June 29, 1990 - June 23, 1994
RODMAN & RENSHAW INC.
August 17, 1989 - June 12, 1990
CITIGROUP GLOBAL MARKETS INC.
April 18, 1989 - August 14, 1989
DREHER & ASSOCIATES, INC.
Primary Firm SEC Registration
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
Contact information
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 94,216,934 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
