Mark A. Eisenberger

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CRD#: 1940722

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Abram Eisenberger was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1989. Mark had worked at 6 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2005 - April 23, 2018

RODGERS & ASSOCIATES

RIA

CRD#: 121700

LANCASTER, PA

Past

September 6, 2002 - December 31, 2005

GIRARD SECURITIES, INC.

CRD#: 18697

SAN DIEGO, CA

Past

April 15, 2002 - September 12, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

May 11, 2000 - November 29, 2001

T.H.E. FINANCIAL GROUP, LTD

CRD#: 14720

MECHANICSBURG, PA

Past

January 22, 1996 - May 1, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

April 15, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

April 15, 1989 - February 22, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RODGERS & ASSOCIATES

CRD#: 121700 / SEC#: 801-62118

RIA

Registered Investment Advisory firm - (7/3/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/3/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/14/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 5/16/2001

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 4/6/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RODGERS & ASSOCIATES

CRD#: 121700 / SEC#: 801-62118

RIA

Registered Investment Advisory firm - (7/3/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/3/2003 Terminated)

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Contact information

Main Address

2025 Lititz Pike, Lancaster, PA 17601

Mailing Address

Phone number

(717) 560-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RA FINANCIAL SERVICES FORM ADV PART 2A (3/5/2025)

RODGERS & ASSOCIATES, LTD. FORM ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	3,378
AUM (Assets Under Management)	$ 1,488,109,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Eisenberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GIRARD SECURITIES, INC.

SENTRA SECURITIES CORPORATION

T.H.E. FINANCIAL GROUP, LTD

PRUCO SECURITIES, LLC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

RODGERS & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2005

Series 63

Date: 4/14/1989

Series 62

Date: 5/16/2001

Series 6

Date: 4/6/1989

Current Firm

RODGERS & ASSOCIATES

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RODGERS & ASSOCIATES

TRUST BUT VERIFY

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