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Gerard Lester Eastman Jr

CRD# 1939939·Registered 1997 - 2022
Previously Registered: Being a previously registered professional could mean that Gerard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gerard Lester Eastman JR, who also goes by Gerald Lester Jr Eastman, Gerry Eastman Jr, was a registered financial advisor. Gerard was a previously registered financial professional and started their career in finance 1997 - 2022. Gerard had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gerald Lester Jr Eastman, Gerry Eastman Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

GARY GOLDBERG & CO., LLC·CRD# 47957
BD
Locust Valley, NY
October 27, 2020 - December 22, 2022
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 28, 1997 - March 28, 2006
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
June 17, 1997 - September 1, 1998

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Current Firm

GG
GARY GOLDBERG & CO., LLC

1879 ADVISORS | GARY GOLDBERG & CO., LLC | BRUDERMAN BROTHERS, INC. | BRUDERMAN BROTHERS LLC

CRD#: 47957 / SEC#: 8-51974
BD
Terminated by SEC on 02/20/2023

Contact Information

Established

New York since 06/04/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GARY GOLDBERG PLANNING SERVICES, LLCOWNER—
BRUDERMAN, MATTHEW JOHNCHAIRMAN, CHIEF EXECUTIVE OFFICER2284919
BRUDERMAN, MATTHEW JOHNCHIEF COMPLIANCE OFFICER2284919

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2020About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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