Susanne H. Dombrowski

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CRD#: 1939883

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Susanne Harley Dombrowski, who also goes by Susanne Harley Bonneville, Susanne Maria Harley, was a registered financial professional .

Susanne is a previously registered financial professional and started their career in finance in 1989. Susanne had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Susanne Harley Bonneville | Susanne Maria Harley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 BAZELLA DOMBROWSKI & CO, CPA'S - SECY/TREASURER, CPA SINCE 1992 2 LEBANON VALLEY CHIMNEY SWEEPS INC. -SHAREHOLDER SEC/TREASURER SINCE 1997-8HRS/MO 3 UPSTATE COLLECTION SERVICE INC. -PRESIDENT 3 HRS 4 MO. MANAGEMENT SUPERVISION & ADMINISTRATION. 12:34 MICROTECHNOLOGIES INC. COMPUTER CONSULTING- SHAREHOLDER, SECRETARY/TREASURER 30HRS/MO. MANAGEMENT SUPERVISION AND ADMINISTRATION. 5 LIFE & HEALTH INS AGENT FOR VARIOUS COMPANIES.- 5HRS/MO 6 PHYLLIS EICHELBERGER TRUST - TESTAMENTARY TRUST 20HRS/YR- ACCOUNTING & TAX PREP 7 BROWN SCHULTZ SHERIDAN & FRITZ - ACCTING/TAX RETURN & TAX PREP - WILL BECOME SHAREHOLDER 1/1/09 - 85% OF TIME 8 CLARE HOUSE - BOD - 1% OF TIME 9 LEBANON VALLEY COLLEGE - MEMBER OF THE AUDIT COMMITTEE FOR THE COLLEGE BOARD OF TRUSTEES - 1% OF TIME

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 2008 - February 28, 2025

PSI CAPITAL MANAGEMENT

RIA

CRD#: 117105

LANCASTER, PA

Past

January 25, 2007 - July 8, 2011

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

LANCASTER, PA

Past

February 14, 2005 - December 31, 2006

INVESTACORP, INC.

CRD#: 7684

MOUNT JOY, PA

Past

May 3, 1999 - February 17, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

June 16, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PSI CAPITAL MANAGEMENT

PLANNING STRATEGIES, INC. | PSI CAPITAL MANAGEMENT

CRD#: 117105 / SEC#: 801-112684

RIA

Registered Investment Advisory firm - (3/23/2018 Approved)

Florida

Registered Investment Advisory firm - (3/28/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

Current Firm

PSI CAPITAL MANAGEMENT

PLANNING STRATEGIES, INC. | PSI CAPITAL MANAGEMENT

CRD#: 117105 / SEC#: 801-112684

RIA

Registered Investment Advisory firm - (3/23/2018 Approved)

Florida

Registered Investment Advisory firm - (3/28/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/29/2018 Terminated)

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Contact information

Main Address

147 North Shippen Street, Lancaster, PA 17602

Mailing Address

Phone number

(717) 207-7123

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PSI CAPITAL MANAGEMENT WRAP PROGRAM APPENDIX 1 WRAP FEE BROCHURE (3/27/2025)

PSI CAPITAL MANAGEMENT PART 2A DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,344
AUM (Assets Under Management)	$ 348,126,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Susanne H. Dombrowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PSI CAPITAL MANAGEMENT

SECURITIES SERVICE NETWORK, LLC

INVESTACORP, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

PSI CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1999

Series 63

Date: 6/29/1989

Series 7

Date: 5/20/1989

Current Firm

PSI CAPITAL MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PSI CAPITAL MANAGEMENT

TRUST BUT VERIFY

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