Dennis E. Derr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Eugene Derr was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1989. Dennis had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2002 - February 16, 2006
NEWPORT COAST SECURITIES, INC.
September 6, 2001 - January 21, 2003
CALIFORNIA FINANCIAL NETWORK, INC.
January 25, 1993 - August 23, 2001
TRANSAMERICA FINANCIAL ADVISORS, INC.
September 4, 1992 - January 13, 1993
METROPOLITAN LIFE INSURANCE COMPANY
September 4, 1992 - January 13, 1993
MSI FINANCIAL SERVICES, INC.
April 21, 1989 - August 24, 1992
TRANSAMERICA FINANCIAL ADVISORS, INC.
April 21, 1989 - August 1, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
