Ronald D. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Dale Patterson, who also goes by Ron Patterson, was a registered financial advisor .
Ronald is a previously registered financial advisor and started their career in finance in 1989. Ronald had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2006 - April 2, 2008
SOUTHCOAST INVESTMENT GROUP, INC.
October 22, 2004 - December 31, 2004
SEQUOIA CAPITAL MANAGEMENT, INC.
February 6, 2003 - December 31, 2003
SEQUOIA CAPITAL MANAGEMENT, INC.
October 24, 2002 - December 31, 2002
SEQUOIA CAPITAL MANAGEMENT, INC.
July 2, 2002 - April 2, 2008
SOUTHCOAST INVESTMENT GROUP, INC.
September 16, 1999 - July 22, 2002
FIRST ALLIED SECURITIES, INC.
September 16, 1999 - July 22, 2002
FIRST ALLIED SECURITIES, INC.
January 23, 1997 - August 24, 1999
NAVIGATOR SECURITIES LIMITED
September 13, 1995 - December 20, 1996
MOMENTUM INDEPENDENT NETWORK INC.
April 10, 1995 - September 5, 1995
INVESTMENT PROFESSIONALS, INC.
October 9, 1992 - April 3, 1995
MOMENTUM INDEPENDENT NETWORK INC.
January 25, 1991 - October 30, 1992
INSTITUTIONAL SECURITIES CORPORATION
July 19, 1989 - February 1, 1991
FIRST AFFILIATED SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHCOAST INVESTMENT GROUP, INC.
CRD#: 43506 / SEC#: , 8-50292
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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