Christopher B. Henkel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Barr Henkel, who also goes by Chris Henkel, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1990. Christopher had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2022 - December 5, 2022
CHAMPLAIN ADVISORS, LLC
June 28, 2010 - July 2, 2014
BNY MELLON SECURITIES CORPORATION
February 2, 1999 - March 5, 2009
THOMAS WEISEL PARTNERS LLC
September 1, 1997 - January 25, 1999
DB ALEX. BROWN LLC
January 17, 1990 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHAMPLAIN ADVISORS, LLC
CRD#: 129560 / SEC#: , 8-66233
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
