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GB

Gilberto Briseno

ARKADIOS CAPITAL
Boutte, LA 70039
Some features on this profile are disabled
CRD#: 1939355
GB

Professional summary

Gilberto Briseno, who also goes by Gilbert Briseno, is a registered financial professional currently at ARKADIOS CAPITAL located in Boutte, Louisiana.

Gilberto is registered as a RR (Registered Representative) and started their career in finance in 1989. Gilberto has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gilbert Briseno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gilberto Briseno's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2017 - Present

ARKADIOS CAPITAL

Office #1: 13894 Highway 90, Boutte, LA 70039
BD
CRD#: 282710
Boutte, LA
Past

December 10, 2012 - May 30, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
BOUTTE, LA
Past

December 10, 2012 - August 21, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
BOUTTE, LA
Past

April 21, 2005 - December 13, 2012

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
METAIRIE, LA
Past

March 24, 2005 - December 13, 2012

FSC SECURITIES CORPORATION

BD
CRD#: 7461
METAIRIE, LA
Past

April 1, 1991 - March 28, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

August 25, 1989 - April 1, 1991

PW SECURITIES, INC.

BD
CRD#: 6775
Past

July 28, 1989 - September 9, 1989

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

July 28, 1989 - September 9, 1989

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/27/2018)
RR
Arizona
(8/25/2021)
RR
Georgia
(8/2/2017)
RR
Illinois
(3/16/2022)
RR
Louisiana
(8/1/2017)
RR
Mississippi
(8/2/2017)
RR
Nevada
(1/24/2020)
RR
Texas
(8/2/2017)
RR
Washington
(1/11/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 9/12/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 4/5/1994
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/27/1989
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ARKADIOS CAPITAL
ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC

CRD#: 282710 / SEC#: , 8-69729

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 11/23/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.OWNER
HARRISON, JOHN DORWARDEXECUTIVE DIRECTOR2361768
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
SCHWARTZ, GARY STEVENCHIEF COMPLIANCE OFFICER2691699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARKADIOS CAPITAL

CRD#: 282710Boutte, LA 70039

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