DS

Dennis M. Starr

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CRD#: 1939329
DS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dennis Michael Starr was a registered financial professional .

Dennis is a previously registered financial professional and started their career in finance in 1989. Dennis had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 23, 2006 - December 31, 2018

GLOBAL PORTFOLIO STRATEGIES, INC.

RIA
CRD#: 105812
HARTFORD, CT
Past

April 30, 2005 - April 17, 2020

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
Hartford, CT
Past

May 5, 2003 - April 30, 2005

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

RIA
CRD#: 40596
HARTFORD, CT
Past

July 25, 2000 - April 30, 2005

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

BD
CRD#: 40596
HARTFORD, CT
Past

November 3, 1999 - July 27, 2000

PEOPLE'S SECURITIES, INC.

BD
CRD#: 13704
BRIDGEPORT, CT
Past

November 21, 1997 - October 22, 1999

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

BD
CRD#: 37819
HARTFORD, CT
Past

December 9, 1996 - November 14, 1997

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

February 29, 1996 - November 29, 1996

IFMG SECURITIES, INC.

BD
CRD#: 14416
Past

February 28, 1996 - November 29, 1996

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

June 7, 1991 - March 7, 1996

COMPULIFE INVESTOR SERVICES, INC.

BD
CRD#: 21543
ST. CLOUD, MN
Past

May 16, 1989 - June 20, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

May 16, 1989 - June 20, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2003
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


GP
GLOBAL PORTFOLIO STRATEGIES, INC.
GLOBAL PORTFOLIO STRATEGIES INC | GLOBAL PORTFOLIO STRATEGIES, INC.

CRD#: 105812 / SEC#: 801-16664

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Contact information


Main Address
280 Trumbull Street, Hartford, CT 06103
Mailing Address
Phone number
(860) 534-7790
Established
Firm type
Fiscal year end
# of Employees
32

Regulatory assets under management


Total Number of Accounts285
AUM (Assets Under Management)$ 1,695,414,336

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBAL PORTFOLIO STRATEGIES, INC.

CRD#: 105812

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