Michele A. Whybrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Anne Whybrow, who also goes by Michele Anne Brace, Michele Brace, Michele A Hudak, Michele Anne Hudak, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1990. Michele had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2002 - September 13, 2016
ICAP SECURITIES USA LLC
November 2, 2000 - December 21, 2001
SOUNDVIEW TECHNOLOGY CORPORATION
March 9, 1999 - December 31, 2000
WIT CAPITAL CORPORATION
October 26, 1993 - April 24, 1998
CITIGROUP GLOBAL MARKETS INC.
July 3, 1991 - April 4, 1992
WOLFENSOHN & CO., INC.
August 13, 1990 - September 25, 1990
MORGAN STANLEY & CO. LLC
May 21, 1990 - September 25, 1990
MORGAN STANLEY MARKET PRODUCTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ICAP SECURITIES USA LLC
CRD#: 19739 / SEC#: , 8-37947
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICAP GLOBAL BROKING INC. | SOLE MEMBER | |
| BERNARDO, SHAWN FRANCIS | CEO | 2513376 |
| DESIMONE, LISA MARIE | CHIEF COMPLIANCE OFFICER | 2691368 |
| GOULET, STEPHEN PAUL | SENIOR MANAGING DIRECTOR/GENERAL COUNSEL/SECRETARY | 4769810 |
| MURPHY, GREGORY FRANCIS | CHIEF OPERATING OFFICER | 1483320 |
| PEZEU, CHRISTIAN JEAN MICHEL | PRINCIPAL FINANCIAL OFFICER | 5661987 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
