John J. Capodici
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Capodici, who also goes by John Capodici, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2015 - July 7, 2021
PRINCETON PORTFOLIO STRATEGIES GROUP LLC
November 8, 2012 - April 3, 2015
M&T SECURITIES, INC.
September 9, 2002 - September 1, 2011
WILMINGTON BROKERAGE SERVICES COMPANY
January 5, 2000 - January 15, 2002
METROPOLITAN LIFE INSURANCE COMPANY
January 5, 2000 - January 15, 2002
MSI FINANCIAL SERVICES, INC.
February 5, 1997 - March 11, 1998
STURDIVANT & CO. INC
March 18, 1993 - November 19, 1996
GLICKENHAUS & CO.
State Registrations and Notice Filings
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Exams
Current Firm
PRINCETON PORTFOLIO STRATEGIES GROUP LLC
CRD#: 158570 / SEC#: 801-72695
Contact information
Red Flags
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