Buckner W. Ogilvie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Buckner William Ogilvie JR, who also goes by Buck Ogilvie Jr, William Buckner Ogilvie Jr, William Bucknner Ogilvie Jr, was a registered financial professional .
Buckner is a previously registered financial professional and started their career in finance in 1989. Buckner had worked at 1 firm and has passed the Series 63, Series 22, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 1989 - October 21, 1993
BENBROOK WHEELER SECURITIES, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/26/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
BENBROOK WHEELER SECURITIES, LTD.
CRD#: 17994 / SEC#: , 8-38934
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
