David A. Kecskes

ZACKS INVESTMENT MANAGEMENT

CINCINNATI, OH

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CRD#: 1938745

Professional summary

David Allen Kecskes, who also goes by Dave Kecskes, is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. located in Cincinnati, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Kecskes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Kecskes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2008 - Present

ZACKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110897

CINCINNATI, OH

Past

June 26, 2007 - January 29, 2008

OSAIC FA, INC.

RIA

CRD#: 3978

LAWRENCEBURG, IN

Past

June 26, 2007 - January 29, 2008

OSAIC FA, INC.

CRD#: 3978

LAWRENCEBURG, IN

Past

October 16, 2006 - March 5, 2007

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CINCINNATI, OH

Past

October 11, 2006 - March 5, 2007

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CINCINNATI, OH

Past

November 18, 2004 - August 14, 2006

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

LAWRENCEBURG, IN

Past

July 26, 1999 - August 14, 2006

FIFTH THIRD SECURITIES, INC.

CRD#: 628

LAWRENCEBURG, IN

Past

August 4, 1995 - August 19, 1999

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

April 25, 1994 - August 4, 1995

L.M. KOHN & COMPANY

CRD#: 27913

CINCINNATI, OH

Past

May 5, 1993 - April 6, 1994

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/31/2008)

IAR

Kentucky
(1/31/2008)

IAR

Ohio
(1/28/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/4/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

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Contact information

Main Address

101 N. Wacker Drive Suite 1500, Chicago, IL 60606

Mailing Address

Phone number

(312) 265-9266

Established

Firm type

Fiscal year end

# of Employees

122

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZACKS ADV PART 2 & APPENDIX 1 05 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	12,050
AUM (Assets Under Management)	$ 12,414,372,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Kecskes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Kecskes's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FA, INC.

OSAIC FA, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

CONSECO SECURITIES, INC.

L.M. KOHN & COMPANY

THE HUNTINGTON INVESTMENT COMPANY

Primary Firm SEC Registration

ZACKS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2004

Series 63

Date: 7/26/1993

Series 7

Date: 7/21/1999

Series 6

Date: 5/4/1993

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZACKS INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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