Richard P. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Paul Lynch was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1989. Richard had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2012 - September 11, 2012
NETWORK 1 FINANCIAL SECURITIES INC.
September 16, 2003 - October 4, 2009
CHICAGO INVESTMENT GROUP, LLC
November 27, 1996 - July 19, 2010
CHICAGO INVESTMENT GROUP, LLC
October 30, 1995 - December 31, 1996
AMERICAN INVESTMENT SERVICES, INC.
December 8, 1994 - October 23, 1995
LEXINGTON SECURITIES, INC.
May 21, 1992 - November 30, 1994
GRUNTAL & CO., L.L.C.
May 29, 1990 - June 4, 1992
CIBC WORLD MARKETS CORP.
October 26, 1989 - June 7, 1990
LEHMAN BROTHERS INC.
April 18, 1989 - October 17, 1989
RODMAN & RENSHAW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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