Patrick J. Carey
Professional summary
Patrick Joseph Carey is a registered financial advisor currently at CAREY, PATRICK JOSEPH located in New York, New York.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Patrick has worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Joseph Carey's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2021 - Present
CAREY, PATRICK JOSEPH
November 10, 2008 - December 31, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 18, 2004 - December 31, 2006
BROKERSXPRESS LLC
August 3, 2001 - December 31, 2004
INVESTORS CAPITAL CORP.
April 5, 1999 - August 3, 2001
WALL STREET FINANCIAL GROUP, INC.
September 2, 1998 - April 16, 1999
CHASE INVESTMENT SERVICES CORP.
October 31, 1995 - September 1, 1998
INVESTORS CAPITAL CORP.
October 13, 1994 - October 31, 1995
PMG SECURITIES CORPORATION
April 5, 1994 - September 21, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 5, 1994 - September 21, 1994
EQUITABLE ADVISORS, LLC
April 6, 1989 - May 11, 1989
OXFORD CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/16/2021)
Exams
Current Firm
CAREY, PATRICK JOSEPH
CRD#: 142565 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 879,914 |
Red Flags
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