Marybeth Anastasio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marybeth Anastasio, who also goes by Mary Beth Anastasio, Mary Elizabeth Anastasio, was a registered financial professional .
Marybeth is a previously registered financial professional and started their career in finance in 1991. Marybeth had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - December 31, 2016
GEORGESON SECURITIES CORPORATION
September 20, 2010 - December 31, 2010
COMPUTERSHARE SECURITIES CORPORATION
August 29, 2003 - March 18, 2009
CITIGROUP GLOBAL MARKETS INC.
August 30, 2000 - August 19, 2003
E*TRADE SECURITIES LLC
March 26, 1998 - September 1, 1998
SALOMON BROTHERS INC.
March 26, 1998 - June 29, 2000
CITIGROUP GLOBAL MARKETS INC.
August 28, 1997 - January 26, 1998
CITIGROUP GLOBAL MARKETS INC.
December 21, 1994 - May 8, 1996
FINANCIAL SQUARE PARTNERS
January 25, 1993 - December 12, 1994
CITIGROUP GLOBAL MARKETS INC.
March 16, 1992 - November 2, 1992
LADENBURG THALMANN & CO. INC.
August 6, 1991 - March 5, 1992
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GEORGESON SECURITIES CORPORATION
CRD#: 46749 / SEC#: , 8-51538
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEORGESON LLC | 100% OWNER | |
| CHASSE, JEFFREY GEORGE | ASSISTANT TREASURER | 6383899 |
| CLEMONS, GREGORY JOE | ASSISTANT TREASURER | 7162929 |
| FRIERSON, SHEILA | BOARD DIRECTOR | 7463457 |
| FROMBERG, ROBERT MARC | SECRETARY | 6034320 |
| GRUBER, CATHERINE | ASSISTANT TREASURER | 7658317 |
| MOCOGNI, SHAWNA LEIGH | ASSISTANT TREASURER | 7164315 |
| NISLEY, CYNTHIA BLOUNT | PRESIDENT/DIRECTOR | 5369413 |
| PARK, JIN SOO | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, AND FINANCIAL AND OPERATIONS PRINCIPAL | 4836106 |
| TSOUNAKIS, IAKOVOS | CHIEF COMPLIANCE OFFICER | 3259778 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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