Marjorie J. Van Buren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marjorie Jean Van Buren, who also goes by Marjorie Jean Vanburen, was a registered financial professional .
Marjorie is a previously registered financial professional and started their career in finance in 1989. Marjorie had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1992 - April 30, 2014
OFG FINANCIAL SERVICES, INC.
May 24, 1989 - April 1, 1992
THE COLUMBIAN SECURITIES CORPORATION
Primary Firm SEC Registration
OFG FINANCIAL SERVICES, INC.
CRD#: 23940 / SEC#: 801-127727, 8-40770
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OFG FINANCIAL SERVICES, INC.
CRD#: 23940 / SEC#: 801-127727, 8-40770
Contact information
SEC notice filing (5 States and Territories)
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 270,000,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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