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RK

Raymond J. Kane

BRYANT PARK CAPITAL SECURITIES
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 1938069
RK

Professional summary

Raymond Joseph Kane III is a registered financial professional currently at BRYANT PARK CAPITAL SECURITIES, INC. located in Conshohocken, Pennsylvania.

Raymond is registered as a RR (Registered Representative) and started their career in finance in 1989. Raymond has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond Joseph Kane III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2016 - Present

BRYANT PARK CAPITAL SECURITIES, INC.

Office #1: 161 Washington St., Suite 310, Conshohocken, PA 19428Office #2: 161 Washington St., Suite 310, Conshohocken, PA 19428
BD
CRD#: 20433
Conshohocken, PA
Past

November 15, 2012 - April 7, 2015

KPMG CORPORATE FINANCE LLC

BD
CRD#: 103973
NEW YORK, NY
Past

March 6, 2009 - November 13, 2012

KROLL SECURITIES LLC

BD
CRD#: 36927
NEW YORK, NY
Past

October 31, 2000 - February 18, 2009

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
NEW YORK, NY
Past

June 29, 1998 - May 23, 2000

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

May 24, 1993 - June 29, 1998

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT
Past

November 5, 1991 - May 25, 1993

KLEINWORT BENSON NORTH AMERICA INC.

BD
CRD#: 5087
Past

April 21, 1989 - June 7, 1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

April 21, 1989 - June 7, 1989

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/5/2018)
RR
Colorado
(2/16/2023)
RR
New Jersey
(10/14/2021)
RR
New York
(11/8/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/1991
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/20/1989
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/4/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BRYANT PARK CAPITAL SECURITIES, INC.
BRYANT PARK CAPITAL SECURITIES, INC. | WELLESLEY SECURITIES, INC. | WELLESLEY RESOURCES, INC. | BRYANT PARK CAPITAL, INC.

CRD#: 20433 / SEC#: , 8-38238

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
161 Washington St., Suite 310, Conshohocken, PA 19428
Mailing Address
161 Washington St., Suite 310, Conshohocken, PA 19428
Phone number
(484) 586-8200
Established
Delaware since 01/16/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRYANT PARK CAPITAL LLCPARENT COMPANY
BENDER, STEVEN CHRISTOPHERPFO, POO2650187
BENDER, STEVEN CHRISTOPHERFINANCIAL AND OPERATIONS PRINCIPAL2650187
KANE, RAYMOND JOSEPH IIIGSP1938069
MAGERMAN, JOEL DPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, SUPERVISOR OF INVESTMENT BANKING4432343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRYANT PARK CAPITAL SECURITIES, INC.

CRD#: 20433Conshohocken, PA 19428

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