George H. Collis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Homer Collis, who also goes by George H Collis, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1989. George had worked at 9 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2001 - March 22, 2019
FLYING CLOUD MONEYMANAGEMENT, LLC
January 3, 1997 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - December 31, 1996
IFG NETWORK SECURITIES, INC.
January 11, 1995 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
February 28, 1992 - January 26, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 26, 1992 - January 26, 1995
OSAIC FA, INC.
November 18, 1991 - December 19, 2003
OMEGA FINANCIAL SERVICES, INC.
April 4, 1989 - March 18, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 4, 1989 - March 18, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLYING CLOUD MONEYMANAGEMENT, LLC
CRD#: 118836 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 6,484,464 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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