Domenick J. Socci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Domenick Joseph Socci, who also goes by Domenick Socci, Dom Socci, was a registered financial professional .
Domenick is a previously registered financial professional and started their career in finance in 1990. Domenick had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2011 - July 1, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
July 28, 2011 - July 1, 2024
ALLSTATE FINANCIAL SERVICES, LLC
June 30, 2006 - July 20, 2011
AMERITAS INVESTMENT COMPANY, LLC
June 30, 2006 - July 20, 2011
AMERITAS INVESTMENT COMPANY, LLC
October 5, 2005 - June 30, 2006
CARILLON INVESTMENTS, INC.
June 2, 2005 - June 30, 2006
CARILLON INVESTMENTS, INC.
April 27, 2004 - June 7, 2005
MML INVESTORS SERVICES, LLC
October 30, 2002 - June 7, 2005
MML INVESTORS SERVICES, LLC
August 31, 2000 - October 23, 2002
VERAVEST INVESTMENTS, INC.
December 16, 1998 - August 23, 2000
NEW ENGLAND SECURITIES
March 4, 1996 - December 8, 1998
SECURITIES AMERICA, INC.
October 12, 1995 - February 14, 1996
INVESTACORP, INC.
September 8, 1994 - October 19, 1995
GUARDIAN INVESTOR SERVICES LLC
July 25, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 25, 1991 - September 21, 1994
PRUCO SECURITIES, LLC.
January 4, 1990 - June 10, 1991
YANKEE FINANCIAL GROUP, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
