John J. Hoidas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Hoidas, who also goes by John Hoidas, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2020 - November 6, 2020
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
April 24, 2020 - May 13, 2021
AMERICAN TRUST INVESTMENT SERVICES, INC.
February 28, 2020 - March 25, 2020
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
September 12, 2013 - February 24, 2020
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
September 10, 2013 - February 20, 2020
UHLMANN PRICE SECURITIES, LLC
November 10, 2010 - June 22, 2011
KINGSBURY, LLC
November 9, 2010 - October 4, 2013
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
November 8, 2010 - September 9, 2013
AUGMENT SECURITIES INC.
August 18, 2008 - November 5, 2010
BREWER FINANCIAL SERVICES, LLC
August 15, 2008 - November 5, 2010
BREWER INVESTMENT ADVISORS LLC
April 22, 2004 - August 18, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
March 23, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
March 23, 2004 - August 18, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CRD#: 123483 / SEC#: 801-130438
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CRD#: 123483 / SEC#: 801-130438
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 122,346,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
