George L. Muniz

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CRD#: 1937184

Professional summary

George Luis Muniz was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

George Luis Muniz, who also goes by Jorge Luis Muniz, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1989. George had worked at 12 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.

Question & Answer

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Aliases

Jorge Luis Muniz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 30, 2010 - June 23, 2011

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

September 8, 2006 - November 15, 2010

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849

NEW YORK, NY

Past

October 26, 2005 - March 16, 2006

US TRADING LLC

CRD#: 37426

NEW YORK, NY

Past

October 26, 2005 - March 16, 2006

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

Past

June 16, 2000 - August 8, 2002

MASTERTRADER.COM

CRD#: 47883

WHITE PLAINS, NY

Past

May 19, 1998 - June 30, 2005

TERRA NOVA FINANCIAL, LLC

CRD#: 37761

NEW YORK, NY

Past

July 21, 1997 - January 5, 1998

SHARPE CAPITAL, INC.

CRD#: 18452

NEW YORK, NY

Past

May 11, 1994 - July 8, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 2, 1990 - May 27, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 6, 1990 - August 15, 1990

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Past

August 15, 1989 - February 20, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 20, 1989 - August 23, 1989

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/17/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/10/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 4/27/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/18/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/22/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 10/17/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/2000

General Securities Principal Examination

Current Firm

LEGEND SECURITIES, INC.

LEGEND SECURITIES, INC. | SPC SECURITIES, INC. | MARLIN TRADING, INC.

CRD#: 44952 / SEC#: , 8-50886

Postponed Effective by SEC on 01/19/2017

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 01/29/1998

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
STOCKTRADE NETWORK, INC.	SHARE OWNER

Disclosures

Regulatory Event	22
Arbitration	14

Red Flags

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Firm Stability Insights

George L. Muniz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERIDIAN EQUITY PARTNERS, INC.

US TRADING LLC

CARLIN EQUITIES, LLC

MASTERTRADER.COM

TERRA NOVA FINANCIAL, LLC

SHARPE CAPITAL, INC.

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

HIBBARD BROWN & CO., INC.

LEHMAN BROTHERS INC.

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/1989

Series 3

Date: 6/10/2003

Series 55

Date: 4/27/2000

Series 7

Date: 6/17/1989

Series 10

Date: 12/18/2006

Series 9

Date: 11/22/2006

Series 4

Date: 10/17/2006

Series 24

Date: 5/15/2000

Current Firm

LEGEND SECURITIES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LEGEND SECURITIES, INC.

TRUST BUT VERIFY

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