Michael E. Layne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Layne, who also goes by Michael E Layne, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2014 - November 4, 2014
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
May 28, 2009 - May 7, 2014
SIGNATOR INVESTORS, INC.
May 18, 2006 - February 18, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 2, 2001 - April 28, 2006
CLARK SECURITIES, INC.
February 9, 1999 - July 2, 2001
CLARK-BARDES SECURITIES, INC.
April 14, 1998 - January 14, 1999
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
April 18, 1997 - December 5, 1998
NYLIFE SECURITIES LLC
December 9, 1994 - April 8, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
April 10, 1989 - December 19, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 10, 1989 - December 19, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
CRD#: 132070 / SEC#: 801-63282
Contact information
Red Flags
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