Theodore D. Rondeau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Dean Rondeau, who also goes by Ted Rondeau, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1995. Theodore had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1999 - January 16, 2001
SPECTRUM INVESTMENT SERVICES, INC.
June 5, 1995 - December 31, 1998
WRP INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPECTRUM INVESTMENT SERVICES, INC.
CRD#: 36962 / SEC#: , 8-47557
Contact information
Documents
Red Flags
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