Raphael P. Vega
Professional summary
Raphael Peter Vega is a registered financial advisor currently at INDEPENDENCE WEALTH GROUP located in San Antonio, Texas.
Raphael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Raphael has worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raphael Peter Vega's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2016 - Present
INDEPENDENCE WEALTH GROUP
Office #1: 2101 Lockhill Selma, Suite 2107, San Antonio, TX 78213March 12, 2015 - December 31, 2016
ALAMO INSURANCE & WEALTH MANAGEMENT
February 6, 2013 - November 11, 2013
PRINCIPAL SECURITIES, INC.
January 14, 2013 - November 11, 2013
PRINCIPAL SECURITIES, INC.
August 2, 2012 - December 21, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
July 16, 2012 - December 21, 2012
ALLSTATE FINANCIAL SERVICES, LLC
April 24, 2012 - April 30, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
January 6, 2012 - April 30, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
November 7, 2011 - December 22, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
September 28, 2011 - October 7, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
June 27, 2011 - October 17, 2011
SERVANT ADVISORS, INC.
April 13, 2011 - June 21, 2011
WARREN FINANCIAL SERVICES, LLC
June 4, 1991 - May 2, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 4, 1991 - May 2, 1994
SIGNATOR INVESTORS, INC.
November 19, 1990 - April 29, 1991
1717 CAPITAL MANAGEMENT COMPANY
June 2, 1989 - November 14, 1990
IDS LIFE INSURANCE COMPANY
June 2, 1989 - November 14, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2016)
Exams
Current Firm
INDEPENDENCE WEALTH GROUP
CRD#: 170897 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 4,100,000 |
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