Craig A. Hoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Alan Hoff was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1989. Craig had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2013 - October 13, 2015
DFPG INVESTMENTS, LLC
July 2, 2012 - May 9, 2013
FIRST ALLIED ADVISORY SERVICES, INC.
August 13, 2008 - November 20, 2016
ADVANCED WEALTH PLANNING
January 31, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
January 30, 2008 - May 7, 2013
FIRST ALLIED SECURITIES, INC.
January 9, 2006 - January 28, 2008
OSAIC FA, INC.
January 6, 2006 - June 7, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 6, 2006 - January 28, 2008
OSAIC FA, INC.
May 8, 2000 - January 11, 2006
LPL FINANCIAL LLC
March 3, 2000 - January 11, 2006
LPL FINANCIAL LLC
March 10, 1994 - March 6, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 1992 - March 16, 1994
WOODBURY FINANCIAL SERVICES, INC.
March 30, 1990 - June 6, 1992
HARBOUR INVESTMENTS, INC.
April 11, 1989 - March 30, 1990
HYDRA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/16/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DFPG INVESTMENTS, LLC
CRD#: 155576 / SEC#: 801-107896, 8-68730
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
