KRISTY R. JORDAN

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CRD#: 1936873

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

KRISTY RUTH JORDAN, CFP®, ChFC®, CLU® was a registered financial professional .

KRISTY is a previously registered financial professional and started their career in finance in 1989. KRISTY had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Biography

Kristy has always valued the pursuit of excellence. With academic and athletic scholarships, she completed her undergraduate degree in Philosophy, was Colorado’s first All-American in Volleyball, and earned a Master of Business Administration degree. Kristy discovered deep satisfaction in championing her ever-expanding family. She was delighted to find that her passion for discerning meaningful objectives to serve each person in their pursuit of personal growth transitioned beautifully to her financial planning clients. Through the years, it continues to be an honor for Kristy to hold a non-anxious presence to walk with clients in suffering and joy as they form a financial life that aligns with what is most important to them.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA/RIA:JORDAN FINANCIAL STRATEGIES LLC AN INVESTMENT RELATED BUSINESS LOCATED AT BRANCH LOCATION. 2) INDEPENDENT REP FOR VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3) TRUSTEE FOR CLOSE RELATIVE'S TRUST.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Past

October 7, 2022 - September 12, 2024

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Denver, CO

Past

January 2, 2003 - December 31, 2008

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

LAKEWOOD, CO

Past

January 2, 2003 - September 19, 2022

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

LAKEWOOD, CO

Past

January 3, 2002 - January 13, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 21, 2000 - January 13, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

DENVER , CO

Past

January 11, 2000 - January 13, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 1, 1999 - January 24, 2023

JORDAN FINANCIAL STRATEGIES

RIA

CRD#: 112467

LAKEWOOD, CO

Past

March 20, 1998 - February 17, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 18, 1989 - March 26, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 18, 1989 - March 26, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/25/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/1998

General Securities Principal Examination

Current Firm

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

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Contact information

Main Address

1200 17th Street Suite 2000, Denver, CO 80202

Mailing Address

Phone number

(888) 885-8101

Established

Firm type

Fiscal year end

# of Employees

1,166

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERCER GLOBAL ADVISORS INC. ADV PART 2A AUGUST 21 2025 (8/21/2025)

Regulatory assets under management

Total Number of Accounts	99,044
AUM (Assets Under Management)	$ 60,256,270,580

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
07/31/2024	Cover Page	Report
09/28/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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KRISTY R. JORDAN

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

OSAIC FA, INC.

JORDAN FINANCIAL STRATEGIES

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MERCER GLOBAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2002

Series 63

Date: 7/25/1989

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1989

Series 24

Date: 1/30/1998

Current Firm

MERCER GLOBAL ADVISORS INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MERCER GLOBAL ADVISORS INC.

TRUST BUT VERIFY

Contact information

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