Randy R. Redmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Robert Redmond was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1989. Randy had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2018 - November 13, 2018
TD AMERITRADE, INC.
February 26, 2018 - November 13, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - November 13, 2018
TD AMERITRADE, INC.
May 11, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
August 16, 1990 - February 26, 2018
SCOTTRADE, INC.
August 30, 1989 - September 27, 1989
AESIR SECURITIES, INC.
July 18, 1989 - August 23, 1989
WAINWRIGHT, AUSTIN, STONE & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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