Christian N. Deluca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Niles Deluca, CFP®, who also goes by Christian N Deluca, Christian Deluca, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1989. Christian had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
May 31, 2017 - December 15, 2022
CAPITAL ADVISORY GROUP LLC
January 17, 2012 - May 15, 2017
IC ADVISORY SERVICES, INC.
January 17, 2012 - May 15, 2017
THE INVESTMENT CENTER, INC.
January 10, 2007 - January 20, 2012
WORLD INVESTMENTS, LLC
January 10, 2007 - January 20, 2012
WORLD INVESTMENTS, LLC
July 31, 2006 - January 11, 2007
CADARET, GRANT & CO., INC.
April 17, 2006 - January 11, 2007
CADARET, GRANT & CO., INC.
December 1, 2005 - April 18, 2006
ESSEX NATIONAL SECURITIES, LLC
September 20, 2001 - December 1, 2005
CADARET, GRANT & CO., INC.
May 4, 1998 - September 19, 2001
CADARET, GRANT & CO., INC.
January 17, 1997 - May 4, 1998
TOWER SQUARE SECURITIES, INC.
December 15, 1992 - July 21, 1998
OSAIC WEALTH, INC.
June 28, 1990 - December 15, 1992
CETERA WEALTH SERVICES, LLC
November 22, 1989 - July 3, 1990
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/15/1989
Non-Member General Securities ExaminationCurrent Firm
CAPITAL ADVISORY GROUP LLC
CRD#: 287747 / SEC#: 801-110414
Contact information
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 20,674,345 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
