Daniel J. Teed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Teed, who also goes by Daniel J Teed, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2005. Daniel had worked at 4 firms and has passed the Series 66, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2008 - December 31, 2025
WEDGEWOOD INVESTORS INC
February 16, 2006 - July 13, 2006
HBKS WEALTH ADVISORS
November 7, 2005 - July 13, 2006
SECURITIES AMERICA, INC.
June 3, 2005 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
WEDGEWOOD INVESTORS INC
CRD#: 104834 / SEC#: 801-29144
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEDGEWOOD INVESTORS INC
CRD#: 104834 / SEC#: 801-29144
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 265 |
| AUM (Assets Under Management) | $ 201,361,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
