Geoffrey S. Keith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Spencer Keith, who also goes by Geoffrey Keith, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1989. Geoffrey had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2012 - October 24, 2017
STRUCTURED ASSET INVESTORS, LLC
February 16, 2012 - October 24, 2017
WELLS FARGO SECURITIES, LLC
October 9, 1995 - April 19, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 1989 - July 17, 1995
JPMSI
State Registrations and Notice Filings
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Exams
Series 55
Date: 1/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
STRUCTURED ASSET INVESTORS, LLC
CRD#: 131539 / SEC#: 801-63263
Contact information
Red Flags
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