Lynette G. Federer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynette Gail Federer, who also goes by Lynette G Federer, Lynette G Lubin, Lynette Gail Lubin, was a registered financial professional .
Lynette is a previously registered financial professional and started their career in finance in 1989. Lynette had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 1994 - July 12, 2024
BEEKMAN SECURITIES, INC.
August 25, 1992 - April 19, 1994
GILES PARTNERS, L.P.
July 18, 1991 - May 25, 1994
GILES SECURITIES CO., L.P.
March 27, 1990 - October 4, 1990
SANWA UNIVERSAL SECURITIES CO., LLC
November 9, 1989 - October 4, 1990
SANWA SECURITIES (USA) CO., L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BEEKMAN SECURITIES, INC.
CRD#: 36193 / SEC#: , 8-47069
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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