Geoffrey C. Church
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Clark Church, who also goes by Geoffrey C Church, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1989. Geoffrey had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2004 - July 7, 2016
BMA SECURITIES, LLC
February 1, 2002 - April 1, 2004
AARON CAPITAL INCORPORATED
January 19, 1999 - October 7, 2004
J. ALEXANDER SECURITIES, INC.
June 11, 1997 - September 15, 1998
THOMAS GREEN SECURITIES, INC.
February 13, 1997 - August 28, 1997
WS CLEARING, INC.
January 30, 1994 - January 30, 1997
WEST AMERICA SECURITIES CORP
January 13, 1993 - January 21, 1994
DREYFUS BROKERAGE SERVICES, INC.
March 10, 1992 - October 1, 1992
MORGAN STANLEY DW INC.
October 25, 1989 - January 1, 1992
J. ALEXANDER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/3/1999
Limited Representative-Equity Trader ExamCurrent Firm
BMA SECURITIES, LLC
CRD#: 108219 / SEC#: , 8-53073
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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