Cledith E. Oakley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cledith Emory Oakley III, who also goes by Cled Oakley III, was a registered financial professional .
Cledith is a previously registered financial professional and started their career in finance in 1989. Cledith had worked at 6 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2001 - January 7, 2002
HIGH MARK SECURITIES, INC.
October 1, 1997 - March 4, 1999
OSAIC FS, INC.
March 29, 1995 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
May 7, 1993 - April 26, 1994
NORTH AMERICAN MANAGEMENT, INC.
April 26, 1989 - January 6, 1992
METROPOLITAN LIFE INSURANCE COMPANY
April 26, 1989 - January 6, 1992
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HIGH MARK SECURITIES, INC.
CRD#: 42467 / SEC#: , 8-49858
Contact information
Documents
Red Flags
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