Arthur Scheinert
Professional summary
Arthur Scheinert was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Arthur is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Arthur had worked at 14 firms, which includes GRUNTAL & CO. L.L.C., FIRST COLONIAL SECURITIES, STERLING FINANCIAL INVESTMENT GROUP INC., WOODSTOCK FINANCIAL GROUP INC., INTL CUSTODY & CLEARING SOLUTIONS INC., BAXTER BANKS & SMITH LTD., JOSEPH CHARLES & ASSOC. INC., BARRON CHASE SECURITIES INC., THE HAMILTON-SHEA GROUP INC., BILTMORE SECURITIES INC., GKN SECURITIES CORP., PRUDENTIAL EQUITY GROUP LLC, JWGENESIS SECURITIES INC., ROYAL PALM INVESTMENTS LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2001 - December 3, 2001
GRUNTAL & CO., L.L.C.
March 22, 2001 - August 21, 2001
FIRST COLONIAL SECURITIES
September 21, 2000 - March 16, 2001
STERLING FINANCIAL INVESTMENT GROUP, INC.
June 22, 2000 - September 29, 2000
WOODSTOCK FINANCIAL GROUP, INC.
April 20, 2000 - July 3, 2000
INTL CUSTODY & CLEARING SOLUTIONS INC.
January 27, 2000 - February 18, 2000
BAXTER BANKS & SMITH, LTD.
September 13, 1999 - September 23, 1999
JOSEPH CHARLES & ASSOC., INC.
December 14, 1998 - March 24, 1999
BARRON CHASE SECURITIES, INC.
March 3, 1997 - April 1, 1998
THE HAMILTON-SHEA GROUP, INC.
January 28, 1997 - February 25, 1997
BILTMORE SECURITIES, INC.
July 1, 1996 - December 24, 1996
GKN SECURITIES CORP.
January 29, 1996 - June 5, 1996
PRUDENTIAL EQUITY GROUP, LLC
July 24, 1995 - February 8, 1996
JWGENESIS SECURITIES, INC.
April 13, 1995 - July 18, 1995
PRUDENTIAL EQUITY GROUP, LLC
November 21, 1994 - March 17, 1995
GRUNTAL & CO., L.L.C.
March 7, 1994 - October 19, 1994
ROYAL PALM INVESTMENTS, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRUNTAL & CO., L.L.C.
CRD#: 372 / SEC#: , 8-31022
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUNTAL FINANCIAL, L.L.C. | INTEREST HOLDER | |
| BRADLEY, RALPH HAMILTON JR | DIRECTOR, EXECUTIVE VICE PRESIDENT | 2802958 |
| COHEN, DONALD N | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | |
| JOHNSON, ROSEMARY | DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 1515631 |
| RITTEREISER, ROBERT PETER | DIRECTOR, CHAIRMAN, CEO | 400305 |
Disclosures
| Regulatory Event | 34 |
| Arbitration | 81 |
| Bond | 2 |
Red Flags
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