LR
Lawrence M. Reale
WELLTH ADVISORY SERVICES
Providence, RI 02903
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CRD#: 1936012
LR
Professional summary
Lawrence Michael Reale, who also goes by Larry Reale, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Providence, Rhode Island.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Lawrence has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Reale
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)10/2015 - DBA for LPL Business (entity for LPL business) - Strategic Retirement Partners - 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404 2)04/2019 - Business Entity For Tax/Investment Purposes Only - SRP Holdings Group LLC - 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404 3)10/2015 - DBA for LPL Business (entity for LPL business) - SRP - 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404. 4) 4/15/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR. TERMED 6/2024 5) 4/15/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015. TERMED 6/2024 6) 4/15/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Plan Consultant - Start Date: 10/2015 - 220 Hours Per Month/220 Hours During Securities Trading - I provide investment advisory services through Strategic Retirment Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 220 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. TERMED 6/2024 7) 09/12/2023 - The Ernest F. Reale Revocable Trust dated January 30, 2002 - Act in a Fiduciary Capacity - Trustee - Not Investment Related - Home Based - Start Date 1/30/2002 - 0 Hours Per Month
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Michael Reale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 42 Weybosset Street, Penthouse, Providence, RI 02903RIA
CRD#: 330537
Providence, RI
Past
May 3, 2019 - July 13, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Providence, RI
Past
April 1, 2019 - March 4, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
PROVIDENCE, RI
Past
March 19, 2018 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Providence, RI
Past
January 10, 2018 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Providence, RI
Past
September 10, 2009 - February 27, 2012
POSITIVE RETIREMENT OUTCOMES, LLC
RIA
CRD#: 149297
MEDFIELD, MA
Past
August 4, 2004 - October 11, 2005
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
March 22, 1999 - August 23, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
December 15, 1995 - February 12, 1999
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
August 9, 1994 - August 2, 1995
FIS SECURITIES, INC.
BD
CRD#: 30533
BOSTON, MA
Past
December 4, 1989 - May 4, 1993
AELTUS CAPITAL, INC
BD
CRD#: 24928
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(7/23/2024)
IAR
New Hampshire(7/23/2024)
IAR
Rhode Island(7/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Providence, RI 02903TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
