John W. Laurienti
Professional summary
John William Laurienti was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, John had worked at 8 firms, which includes HAMPTON-PORTER INVESTMENT BANKERS A CALIFORNIA LLC, FORTRESS FINANCIAL GROUP LTD., RICHMARK CAPITAL CORPORATION, RICKEL & ASSOCIATES INC., ROTH CAPITAL PARTNERS LLC, A. T. BROD & CO. INC., DICKINSON & CO., J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1999 - October 29, 1999
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
February 25, 1998 - December 30, 1998
FORTRESS FINANCIAL GROUP, LTD.
October 13, 1997 - February 23, 1998
RICHMARK CAPITAL CORPORATION
February 23, 1996 - September 15, 1997
RICKEL & ASSOCIATES, INC.
May 3, 1995 - January 25, 1996
ROTH CAPITAL PARTNERS, LLC
June 27, 1994 - March 31, 1995
A. T. BROD & CO. INC.
July 15, 1992 - July 13, 1994
DICKINSON & CO.
April 6, 1989 - July 28, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
CRD#: 42949 / SEC#: , 8-50105
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
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